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Library

Gather evidence
Apply release tests
Draft dispositions
Gather evidence
Apply release tests
Draft disposition
Check device and login
Check payee
Draft dispositions
Screen customers and payments
Compare identifiers
Draft dispositions
Compare identifiers
Check cleared list
Draft disposition
Map fund flow
Pull 12 months of activity
Check prior SARs and 314(b)
Draft narrative
Pull activity vs. expected
Check licenses and adverse media
Draft rating
Pre-fill FinCEN SAR
Validate against FinCEN rules
Pull activity since the prior SAR
Compare to the reported pattern
Draft decision
Pull 25 auto-clears
Re-run release tests
Impact assessment
Review draft disclosures
Capture page
Check Regulation Z advertising
Check deception standard
Draft determination
Validate remediation
Compare to the prior version
Check against the rules
Draft determination
Pull sample
Test samples
Assemble request responses

Test samples

ComplianceMonitoring and Testing

Steps

#
Kind
Tool or skill
Does
1
Agent
compliance.testing
Each sample against the test script
2
Person
Reviewer
Confirms each exception

Sessions

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Space
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