Sessions

Hickory FI

Oct 12

—

Completed

Search Hickory FI card

Hickory FI

Oct 12

—

Completed

Search Hickory FI deposits

Hickory FI

Oct 12

—

Completed

Draft determinations

Hickory FI

Oct 12

—

Completed

Draft response

R-102 ACH in · amount vs. 90-day average · Oct 12 run

Hickory FI

Oct 12

Done

Completed

Gather evidence

Hickory FI

Oct 12

—

Completed

Apply release tests

R-102 ACH in · amount vs. 90-day average · Oct 12 run

Hickory FI

Oct 12

—

Completed

Draft dispositions

R-102 ACH in · amount vs. 90-day average · Oct 12 run

Hickory FI

Oct 12

draft: Clear passing alerts

Completed

Gather evidence

ACH credit — Paul Dunn

Hickory FI

Oct 12

—

Completed

Apply release tests

ACH credit — Paul Dunn

Hickory FI

Oct 12

—

Completed

Draft disposition

ACH credit — Paul Dunn

Hickory FI

Oct 12

draft: Clear

Completed

Gather evidence

ACH credit — Rita Lane

Hickory FI

Oct 12

—

Completed

Apply release tests

ACH credit — Rita Lane

Hickory FI

Oct 12

—

Completed

Draft disposition

ACH credit — Rita Lane

Hickory FI

Oct 12

draft: Clear

Completed

Gather evidence

ACH credit — Tom Fisk

Hickory FI

Oct 12

—

Completed

Apply release tests

ACH credit — Tom Fisk

Hickory FI

Oct 12

—

Completed

Draft disposition

ACH credit — Tom Fisk

Hickory FI

Oct 12

draft: Clear

Completed

Gather evidence

ACH credit — Beth Cole

Hickory FI

Oct 12

—

Completed

Apply release tests

ACH credit — Beth Cole

Hickory FI

Oct 12

—

Completed

Draft disposition

ACH credit — Beth Cole

Hickory FI

Oct 12

draft: Clear

Completed

Gather evidence

ACH credit — Omar Haddad

Hickory FI

Oct 12

—

Completed

Apply release tests

ACH credit — Omar Haddad

Hickory FI

Oct 12

—

Completed

Draft disposition

ACH credit — Omar Haddad

Hickory FI

Oct 12

draft: Clear

Completed

Gather evidence

R-102 ACH in · Oct 12 run · HomeTab

Hickory FI

Oct 12

The ACH file for Oct 11 was not received; 12 alerts have no transactions to test

Blocked

Gather evidence

R-103 Cash out after structuring · Oct 12 run

Hickory FI

Oct 12

—

Completed

Apply release tests

R-103 Cash out after structuring · Oct 12 run

Hickory FI

Oct 12

—

Completed

Draft dispositions

R-103 Cash out after structuring · Oct 12 run

Hickory FI

Oct 12

Done

Completed

Gather evidence

Cash withdrawals — Hector Ruiz

Hickory FI

Oct 12

—

Completed

Apply release tests

Cash withdrawals — Hector Ruiz

Hickory FI

Oct 12

—

Completed

Draft disposition

Cash withdrawals — Hector Ruiz

Hickory FI

Oct 12

draft: Add to investigation

Completed

Check device and login

Unusual ACH debit — Linh Tran

Hickory FI

Oct 12

—

Completed

Check payee

Unusual ACH debit — Linh Tran

Hickory FI

Oct 12

—

Completed

Draft dispositions

Unusual ACH debit — Linh Tran

Hickory FI

Oct 12

draft: Close

Completed

Screen customers and payments

OFAC nightly scan · Oct 12

Hickory FI

Oct 12

—

Completed

Compare identifiers

OFAC nightly scan · Oct 12

Hickory FI

Oct 12

—

Completed

Draft dispositions

OFAC nightly scan · Oct 12

Hickory FI

Oct 12

Done

Completed

Compare identifiers

OFAC hit — Alejandro Hidalgo

Hickory FI

Oct 12

—

Completed

Check cleared list

OFAC hit — Alejandro Hidalgo

Hickory FI

Oct 12

—

Completed

Draft disposition

OFAC hit — Alejandro Hidalgo

Hickory FI

Oct 12

draft: Clear

Completed

Compare identifiers

OFAC hit — Ana Petrova

Hickory FI

Oct 12

—

Completed

Check cleared list

OFAC hit — Ana Petrova

Hickory FI

Oct 12

—

Completed

Draft disposition

OFAC hit — Ana Petrova

Hickory FI

Oct 12

draft: Clear

Completed

Map fund flow

Hickory FI

Oct 11

—

Completed

Pull 12 months of activity

Hickory FI

Oct 11

—

Completed

Check prior UARs and 314(b)

Hickory FI

Oct 11

—

Completed

Draft narrative

UAR — Hector Ruiz, structuring

Hickory FI

Oct 11

Done

Completed

Pre-fill UAR to Old Hickory Bank

Hickory FI

Oct 11

—

Completed

Validate against the bank's UAR requirements

UAR — Hector Ruiz, structuring

Hickory FI

Oct 11

Done

Completed

Pull activity vs. expected

Annual EDD — Sunrise Check Cashing

Hickory FI

Oct 11

—

Completed

Check licenses and adverse media

Annual EDD — Sunrise Check Cashing

Hickory FI

Oct 11

—

Completed

Draft rating

Annual EDD — Sunrise Check Cashing

Hickory FI

Oct 11

draft: Approve

Completed

Pull activity since the prior UAR

Continuing review — Sunrise Check Cashing

Hickory FI

Oct 11

—

Completed

Compare to the reported pattern

Continuing review — Sunrise Check Cashing

Hickory FI

Oct 11

—

Completed

Draft decision

Continuing review — Sunrise Check Cashing

Hickory FI

Oct 11

draft: Draft continuing SAR

Completed

Pull 25 auto-clears

R-301 auto-clears · September QC sample

Hickory FI

Oct 10

—

Completed

Re-run release tests

R-301 auto-clears · September QC sample

Hickory FI

Oct 10

draft: Accept

Completed

Gather evidence

R-101 Cash structuring · Oct 10 run

Hickory FI

Oct 10

—

Completed

Apply release tests

R-101 Cash structuring · Oct 10 run

Hickory FI

Oct 10

—

Completed

Draft dispositions

R-101 Cash structuring · Oct 10 run

Hickory FI

Oct 10

Done

Completed

Gather evidence

Cash structuring — Marco Reyes

Hickory FI

Oct 10

—

Completed

Apply release tests

Cash structuring — Marco Reyes

Hickory FI

Oct 10

—

Completed

Draft disposition

Cash structuring — Marco Reyes

Hickory FI

Oct 10

draft: Escalate

Completed

Download list

Hickory FI

Sep 28

—

Completed

Search Hickory FI card

Hickory FI

Sep 28

—

Completed

Search Hickory FI deposits

Hickory FI

Sep 28

—

Completed

Draft determinations

Hickory FI

Sep 28

—

Completed

Draft response

Hickory FI

Sep 28

Done

Completed

Download list

Hickory FI

Sep 14

—

Completed

Search Hickory FI card

Hickory FI

Sep 14

—

Completed

Search Hickory FI deposits

Hickory FI

Sep 14

—

Completed

Draft determinations

Hickory FI

Sep 14

—

Completed

Draft response